The Stock Record / Depot Management function provides on-line control and continuous monitoring on a transactional basis of all security movement, depot location, and depot status (free or segregated for customers) in the complex global environment of short sales, stock borrow and loan, continuous net and transaction-driven settlement. Depot Position is extracted for internal / external depot comparison and reconciliation, provides fail to receive and deliver monitoring per security and counterparty, and the position / location information necessary for stock borrows and loans. Stock Record Position or Transactions can be viewed per Firm, Customer, Depot, Account and Security.
DB TRADER RECEIPT & DELIVERY TRANSACTIONS 000000 - 052395 IWD05
DEPOT 1 SICOVAM 050995
DATE TRANS.NO PRINC/QUANT. IO TYPE CLIENT SECURITY
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52395 20 1000000.0000 I 00 MERL IBM STOCK
52395 23 100000.0000 I 00 MERL IBM STOCK
52395 27 600000.0000 I 00 US REPO IBM STOCK
52395 33 100000.0000 I 00 US REPO IBM STOCK
41895 3 3000.0000 I 01 GLOBAL BORROW IBM STOCK
41895 5 50000.0000 I 01 DB MILAN IBM STOCK
42495 1 4000.0000 I 01 JENNYCO IBM STOCK
42495 2 3000.0000 I 01 GTE CORPORATION IBM STOCK
42595 8 10000.0000 I 01 RICHARDSON IBM STOCK
52395 43 1000000.0000 O 00 FIRM ACCT 5 IBM STOCK
52395 44 1000000.0000 I 00 KONDOR FIRM IBM STOCK
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9-Security Master File 15-Hardcopy 24-Menu
The Stock Record Position per Security displays securities being held at a particular depot, total face value of bonds or number of shares held, depot status of the position and client / counterparty.
DB TRADER S T O C K RECORD POSITION DATE 033194 IWD00
DEPO NR 1 NAME KASSENVEREIN 042294
SECURITY PRINC/SHARES STATUS CLIENT HAIRCUT
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BAYER LB 8.500 08/98 12456000.0000- BOX US REPO
BAYER LB 8.500 08/98 12456000.0000 000 MERL
IBM 10.000 09/96 1234000.0000- BOX US REPO
IBM 10.000 09/96 1234000.0000 000 MERL
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2/5 - Paging 7-Client 9-Security 12-Depot 13-Transactions 16-Exit
15-Hardcopy
